Sec Annuity Brochure

BROCHURE SUPPLEMENT Part 2B Of Form ADV Kurt W. Bernlohr
This brochure supplement provides information about Messrs. Bernlohr, Additional information about members of the Investment Group is available on the SEC’s website at . www.adviserinfo.sec.gov. The Variable Annuity Life Insurance Company (“VALIC”) 04/2009 - Present: ... Read Full Source

14 Ways To Celebrate Your Retired Life.
Annuity is payable at a constant rate throughout the life of the Annuitant. Nomination will be allowed under the plan as per Sec 39 of Insurance Act, 1938. 5. Rider exclusion: Please refer to brochure of the Accidental Death Benefit Rider (UIN: 111B015V01 ) for details 9. ... Read Full Source

Appreciation - Wikipedia, The Free Encyclopedia
Appreciation may refer to: Financial Capital appreciation Currency appreciation and depreciation Other Gratitude Art criticism See also Depreciation This disambiguation page lists articles associated with the same title. If an internal link led you here, you may wish ... Read Article

SEC Form ADV Part 2 Investment Advisor Brochure And ...
SEC Form ADV Part 2 Investment Advisor Brochure and Supplement this occurs when a client possesses an existing high-cost variable annuity, and a rollover of the annuity is indicated rather than redemption for tax planning purposes, in order to seek to ... Get Content Here

Item 1: Cover Page
This Disclosure Brochure provides information about the qualifications and business Additional information about People’s Securities, Inc. is also available on the SEC’s website at www.adviserinfo.sec.gov. annuity products and long term care insurance to individual ... View This Document

USAA - Wikipedia, The Free Encyclopedia
However, the insurance code (Sec 942.142) stipulates that should an entity such as USAA accrue a substantial amount of assets, member liability is limited only to the premiums they have paid to USAA. ... Read Article

Disclosure Brochure
Disclosure Brochure February 28, 2012 the SEC’s website at www.adviserinfo.sec.gov . 1 | P a g e Material Changes On August 12, 2010, the United State annuity subaccounts. Model portfolios and margin may be used as a part of this strategy. ... Read Content

REFERRAL DISCLOSURE BROCHURE - Helping Advisors Build Great ...
Annuity and variable life insurance contracts (“Variable Contracts”) REFERRAL DISCLOSURE BROCHURE Appendix 1 SEC File Number − 801 56323 IA Firm CRD Number - 109018 Effective March 29, 2013 ITEM 1 – COVER PAGE Genworth Financial ... View Full Source

January 31, 2013 FORM ADV PART 2A. BROCHURE
Form ADV Part 2A SEC File No.: 801- 60397 Brochure January 31, 2013 Form ADV Part 2A, Item 3 Table of Contents variable annuity sub-accounts within the Phoenix Portfolio Advisor Variable Annuity. All gains and dividends ... Content Retrieval

Form ADV Part 2A: Client Brochure
Client Brochure This Brochure SEC’s web site also provides information about any persons affiliated with SFA who are registered, or are required to be registered, as investment adviser representatives of SFA. Mutual Fund Asset Allocation / Variable Annuity Programs ... View This Document

AXA Advisors Financial Consultant (IAR) Brochure Order Form
With the SEC.Annuity and insurance products, in cluding th ose of AXA Equitable Life Insurance Company (A XA Equit able) (NY, NY), o fered Brochure Order Form Fax all pages of the form to Liberty Publishing, Inc. at (978) 777-5929 and all pages. ... Doc Viewer

What You Need To Know When You Get Social Security Benefits ...
What You Need to Know When You Get Social Security Benefits Brochure. Health; Headaches & Migraines. Search. Headaches / Migraine Symptoms/Diagnosis; Treatment; Coping; Share; Social Security What You Need To Know When You Get Disability Benefits. ... Read Article

Form ADV Part 2A (4-23-12) (Clean) - CLS Invest
This brochure provides information about the qualifications and business practices of CLS on the SEC’s website at www.adviserinfo.sec.gov. investment adviser to mutual funds and variable annuity funds for negotiated fees, which are paid pursuant ... Get Doc

Part 2A Of Form ADV: Firm Brochure
Part 2A of Form ADV: Firm Brochure . maintained for an optional out-of-plan annuity purchase; monitors certain SEC filings selected securities for with regulatory or corporate action events that ... Access Full Source

RiverSource Investments, LLC ADV Part II, Privacy And Proxy ...
This brochure provides clients with information about investment advisory services offered by us as of • mutual funds that are used as funding vehicles by separate accounts for variable annuity contracts and/or an SEC-registered broker-dealer formerly known as Seligman Advisors, Inc., ... Retrieve Content

PA R K AV EN U E Securities - FINRA
Proposed Point of Sale Risk Disclosure Brochure – We believe that this potential requirement would lessen, rather than enhance, the quality of disclosure to variable annuity purchasers and would be burdensome The Hard Sell” and “Should You Exchange Your Variable Annuity”) or the SEC ... Return Document

Disclosure Brochure
Disclosure Brochure June 11, 2012 the SEC’s website at www.adviserinfo.sec.gov . 1 | P a g e Material Changes On August 12, 2010, the United State Securities and Exchange Commission annuity sub-account asset allocation model portfolios. ... Access Full Source

Tommy Pritchard Long Snapper - YouTube
9:35 SEC FINRA bulletin on pension or settlement income streams, 5:07 BAA BrochureAnnuity Agent John Kelly Oak Lawn IL by Sequence Media Group 16 views; 3:39 Is your stock advisor worthless? Annuity Agent Trae Wieniewitz Knoxville Tennesee by Sequence Media Group 41 views; ... View Video

TRANSAMERICA FINANCIAL ADVISORS, INC.
This Brochure provides information about the qualifications and business One event involves charges brought by the Securities Exchange Commission. Five of the events involve charges brought by our self Transamerica Capital, Inc. is the principal underwriter for variable annuity and life ... Visit Document

Part 2 Of Form ADV: Firm Brochure
This brochure provides information about the qualifications and business practices of Emeriti Retirement Additional information about Emeriti Retirement Health Solutions also is available on the SEC's website at www.adviserinfo.sec Annuity Association of America (and affiliated ... Content Retrieval

Part 2B Of Form ADV: Brochure Supplement Financial Management ...
This brochure supplement provides information about that Thomas Stapel Additional information about Thomas Stapelis available on the SEC’s website at . www.adviserinfo.sec.gov . 2 care insurance and annuity products. Mr. Stapel receives commissions, bonuses, ... Read Document