Sec Variable Annuity Filings

Grp Variable Annuity REVIEW REQUIREMENTS COMMENTS Form Numbers The Life and Health Division checklist is intended to expedite the Departments overall review time of new form filings. Confirm that the security has been registered with the SEC and submit a current sample prospectus. ... Fetch Here

Genworth Recently Announced It Would Discontinue New Sales Of ...
Section under SEC Filings and Financial Reports. In addition, with a variable annuity, your assets are generally invested in the separate account— all assets in a variable annuity contract other than the portion of assets you may have elected to ... Retrieve Document

Invesco V.I. Balanced-Risk Allocation Fund
The Fund’s Form N-Q filings are available on the SEC website, sec.gov. Copies of the also been made available to insurance companies issuing variable annuity contracts and variable life insurance policies (“variable products”) ... View This Document

TRANSACTIONS OF SOCIETY OF ACTUARIES 1968 VOL. 20 PT. 2 NO ...
VARIABLE ANNUITIES AND MUTUAL FUNDS D551 The same is true of the SEC filings and the research that goes into the kind of an approach the company wants to take. ... Return Doc

INDIVIDUAL VARIABLE ANNUITY
INDIVIDUAL VARIABLE ANNUITY Filings for Out-of-State Delivery Only (ii) The insulation provision is essential to comply with SEC requirements that treat a separate account for variable life insurance or variable annuities as though it were a ... Return Doc

GROUP VARIABLE ANNUITY - Department Of Financial Services ...
Individual fixed AND/OR variable Deferred Annuity outline (Last Updated 11/29/11) I. Applicability 5. A. Scope 5. (“SEC”) is required and Form filings for annuity contracts that do not provide a cash surrender value based on the discretionary exception of §44.6(a)(6) ... Document Viewer

Uploads From Larry D Cornelius Sr - YouTube
Updated August 2, 2013; Warren Buffett's Letters to Berkshire Shareholders Updated April 30, 2013; Link to SEC Filings; Charlie Munger more at: http://www.berkshirehathaway.com/. Warren Buffett News - The New York Times News about Warren Buffett. ... View Video

Broker-Dealer Supervision Of Variable Annuity Sales
Variable Annuity Sales Clifford Kirsch Sutherland Asbill & Brennan LLP 1114 Avenue of Americas-40th Floor New York, NY 10036New York, NY 10036 (212) 389-5052 Amendments and Rule Filings with the SEC 3. General Review of Comments on the Rule ... Access Document

Allstate - Wikipedia, The Free Encyclopedia
Estate Planning Products, Business Succession Planning Products, Fixed Survivorship Life, and Variable Survivorship Life Family Protection Insurance, Term Life, Universal Life, Variable Universal Life, Long-Term Care and Supplemental Health. ... Read Article

We No Longer Offer Certain Of Our variable annuity Products ...
We no longer offer certain of our variable annuity products and are not required to update the annuity prospectuses for such All of these filings can be reviewed and copied at the SEC’s offices, and can also be obtained from the SEC’s Public Reference Section, 100 F Street, N ... Fetch Content

Financial Advisor Variable Annuity Sales Practices
Financial Advisor Variable Annuity Sales Practices Clifford Kirsch Sutherland Asbill & Brennan LLP 1114 Avenue of Americas-40th Floor New York, NY 10036New York, NY 10036 Amendments and Rule Filings with the SEC 3. General Review of Comments on the Rule ... Retrieve Full Source

FORM 8-K/A PHL VARIABLE INSURANCE COMPANY
PHL VARIABLE INSURANCE COMPANY provide additional information regarding the impact on the Company’s ability to issue new SEC-registered insurance and annuity contracts prior to June 30, 2011 and March 31, 2011 will be restated in one or more future filings with the SEC. € ... Fetch Doc

sec News Digest
Sec news digest Issue 79189 September 28 1979 RULES AND RELATED MATTERS Commission also found that certain USSC filings were deficient in that USSC failed Hartford Variable Annuity Life Insurance Company QP Variable Account Hartford ... Read Full Source

Comment Letter
Regulato~y filings and regulator corn~nents of the last two years will substantiate, securities regulators have to the investor between a deferred variable annuity and an option. Thus, the proposed rule sets yet another ... Document Viewer

Structured Capital StrategiesSM Variable Annuity Prospectus
Changes in SEC regulations allow us to send single copies of documents such as Prospectuses, ments and others enable you to receive variable annuity payments. You can choose from among the annuity payout options listed below. ... Retrieve Here

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-K
Uncertainties described herein or in any of our filings with the SEC. We undertake no obligation to update or revise publicly any forward-looking statement, whether as a result of new information, variable annuity and variable life insurance businesses. ... Return Doc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
The comments in this letter apply to filings made on Forms N-IA, N-2, N-14 and S-6, November 1, 1994 addressed to chief financial officers. Genera guidance for variable annuity, varable life, SEC Operations Center, 6432 General Green Way, Alexandria, Virginia 22312-2413, ... Content Retrieval

We No Longer Offer Certain Of Our variable annuity Products ...
We no longer offer certain of our variable annuity products and are not required to update the annuity prospectuses for such All of these filings can be reviewed and copied at the SEC's offices, and can also be obtained from the SEC's Public Reference Section, 100 F Street, N.E ... Retrieve Doc

AIM V.I. PowerShares ETF Allocation Fund
On Form N-Q. The Fund’s Form N-Q filings are available on the SEC website, sec.gov. Copies of the Fund’s Forms N-Q may be reviewed and copied at the SEC Public Reference Room in have also been made available to insurance companies issuing variable annuity contracts and variable life ... Access Doc